On Thursday, in two separate decisions, a federal district court in Texas struck down the U.S. Securities and Exchange Commission (SEC) rule ...
Accounting for a tiny sliver of the overall federal budget, the SEC isn’t a big money target for spending cuts.
A Texas federal court has rejected the U.S. Securities and Exchange Commission's recent rule expanding the definition of a securities dealer to include a wider swath of firms — including some in the ...
The U.S. Securities and Exchange Commission (SEC) initiated 80 enforcement actions against public companies and subsidiaries in fiscal year ...
Indian businessman Gautam Adani, one of the world’s richest people, has been indicted in the U.S. on charges he duped ...
A federal court invalidated a Securities and Exchange Commission rule, stopping the agency from expanding its oversight over high-speed trading firms and hedge funds that are among the most ...
"There were some warning signs from Target, but if you look at personal income and retail sales, they have been strong all ...
A Mesa man who misled investors while raising money to produce films must repay nearly $1M that he had used on personal ...
Another Democratic commissioner on the Securities and Exchange Commission is following Chair Gary Gensler out the door in ...