SEC Meetings and Other Events Small Business Capital Formation Advisory Committee Meeting The SEC's Small Business Capital Formation Advisory Committee will hold a public meeting …

Jan 23, 2025 · The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC has up to five Commissioners appointed by …

Feb 11, 2010 · The SEC does not require companies that are raising less than $1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to …

Jan 21, 2025 · The Office of Public Affairs maintains SEC.gov and the agency's intranet with the ultimate goal of keeping the SEC transparent, relatable and accountable to taxpayers and …

Jul 2, 2024 · A search engine to find Central Index Key numbers assigned by the SEC to corporate or individual filers. Public Dissemination Service (PDS) An option to subscribe to a …

Nov 22, 2024 · The SEC also received 45,130 tips, complaints, and referrals in fiscal year 2024, the most ever received in one year, including more than 24,000 whistleblower tips, more than …

At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives. Since our founding in 1934 at …

3 days ago · SEC Charges Paul McCabe and PMAC Consulting with Acting as Unregistered Brokers for Pre-IPO Stocks: 2025-19 : Jan. 17, 2025: SEC Charges GrubMarket with …

Nov 13, 2020 · Compliance and Disclosure Interpretations (Regarding Submission of Annual Reports to SEC) (UPDATED 01/11/23) Compliance and Disclosure Interpretations (Regarding …

Dec 19, 2024 · This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and …